Quarterly 606 Reports PDFs
- Our firm is not required to file a report this quarter based upon the Commission's exemption for minimal number of orders routed.
- Download 2011 2nd Qtr SEC 11-AC1-6.pdf
- Download 2011 1st Qtr SEC 11-AC1-6.pdf
- Download 2010 4th Qtr SEC 11-AC1-6.pdf
- Download 2010 3rd Qtr SEC 11-AC1-6.pdf
- Download 2010 2nd Qtr SEC 11-AC1-6.pdf